EKN

Member FINRA / SIPC / MSRB

 
 
 
 
 
 
 

 

 

PRIVATE CLIENT SERVICES

EKN Financial Services, Inc. is a registered broker-dealer that offers private clients an array of investment services. Our professionals are committed to understanding our clients, their personal financial needs and their tolerance for risk. We pride ourselves in offering sound advice, original investment perspectives and exceptional service to our clientele.

Investment representatives work with clients to develop sound and customized investment strategies aimed at meeting a client’s financial objectives while helping clients understand the available investment choices. The representatives assist them in arriving at realistic expectations regarding the long-term performance and associated risk of those choices.

As part of the USA PATRIOT Act and to assist in the government's fight against terrorist financing and money laundering, EKN is required by law to obtain and verify information about the identity of our clients. Because of this, when opening an account at EKN Financial Services, Inc., we will ask for information that will allow us to confirm your identity or the identity of your corporation or partnership. This process may include a request to see your driver's license, passport, corporate papers or other identifying documents.

Client accounts are cleared through Legent Clearing, LLC. and the Firm is a member of the Financial Industry Regulatory Authority (FINRA), Securities Investor Protection Corporation (SIPC) and the Municipal Securities Rulemaking Board (MSRB).

 

 

OUR FIRM PRIVATE CLIENT SERVICES INVESTMENT BANKING